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  Executive Summary of the Study on Tailender and Other Deprived in Irrigation Commands in Maharashtra
 
   Background of the Study
 
  The Society for Promoting Participative Eco-system Management (SOPPECOM) has been raising the issue of deprivation in the command areas of irrigation projects. Moreover, we always found that there was a dearth of studies focusing on the issue. Hence, when Shri Anil Shah of Development Support Centre (DSC) invited us to take up this study in Maharashtra as part of an all India effort to understand the issue of deprivation in irrigation commands, we were very happy because it gave us the opportunity to address this issue systematically. As part of this study SOPPECOM took up three projects – one major, one medium and one minor – in Maharashtra. Our overall feeling after the study could very well be paraphrased by what K. R. Datye, senior member of SOPPECOM, often says -- `what irrigation (especially major projects) could have done, but could not do’ – this expresses both the problems and potential of irrigation sector today.

While irrigation and irrigated agriculture have played a significant role in creating self-reliance in food, especially in terms of production at a national level, many problems continue to plague the irrigation sector. They range from under-utilisation of potential created, the mismatch between actual and potential productivity of irrigated agriculture, increasing gap in cost recovery, poor quality of services, deterioration of the physical system because of lack of adequate maintenance, lack of control and participation of the users, etc. One of the most important problems is that of tail-enders and other deprived sections within the irrigation service areas -- a problem which is universal in its presence as it cuts across regions and size and type of projects.

This is even more important in the case of Maharashtra. Though Maharashtra has the largest number of large projects, only about 17% of the cropped area is irrigated while the all India average is about 26%. It is estimated that even if Maharashtra develops all its water potential it would be sufficient to irrigate at most about 30% of the total cropped area. In view of this the question of tail-enders and the deprived in the command forms an important issue if irrigation is to benefit the largest number of people.

Scope and Methodology
The central research question explored by the study is the issue of deprivation or non-access to irrigation water in major, medium and minor surface irrigation systems in the northern, eastern, southern and western regions of India. It includes the problem of the `tail-enders'. This may then be broken down into the following sub-questions:

identifying who the deprived are
how deprived they are
why they are so deprived
what is the impact of this deprivation
what they have tried to do to overcome this deprivation; and
how others have reacted to the issue and efforts to resolve the issue

The Maharashtra study focused on deprivation in the following projects: Major project – Mula in Ahmednagar district; Medium project – Mangi in Solapur district; and Minor project – Walen in Pune district. In the Mula major project we selected 10 minor-level sub-commands, 2, 4 and 4, respectively from the head reach, middle reach and tail reach for the field work. Sub-commands were selected to capture the variations within the zones in terms of head and tail reach. In the case of Mangi medium project we selected 8 sub-commands of which 5 are located on the Right Bank Canal (RBC) and 3 on Left Bank Canal (LBC) covering the head, middle and tail reach of both RBC and LBC. Since Walen minor project mostly serves only one village, we have included the entire command in the sample.

In the light of the discussions at the Hyderabad meeting and the whole project design (both in terms of time and resource available for the study), it was decided not to use individual, questionnaire-based, quantitative data collection tools. The emphasis was on qualitative and participatory methods. The primary data collection was more directed towards exploration of issues and a qualitative understanding of the issues. Most of the quantitative data have come from secondary sources. We conducted a series of participative discussions and appraisals in the form of walk through surveys (WTSs) and focussed group discussions (FGDs) as part of the primary data collection in the villages. In addition we had a series of discussions with the Maharashtra Krishna Valley Development Corporation (MKVDC) and Marathwada Godavari Irrigation Development Corporation (MGIDC) officials.

Profile of the Projects and Selected Sub-commands

The Major Project: Mula Irrigation Project
The Mula Project is located on the Mula river, a sub-tributary of the Godavari. The dam has a gross storage capacity of 767 Mcum and a live storage of 609 Mcum and has a planned capacity to irrigate 80,800 ha in 149 drought prone villages in Ahmednagar district. The project serves the command area through two main canals, the MLBC (Mula Left Bank Canal) and the MRBC (Mula Right Bank Canal) and their branch canals serving an area of 10,100 ha and 70,700 ha respectively. The MLBC was mainly intended to strengthen and stabilise the command of Pravara right bank canal and so the study concentrates on the MRBC.

The minors and direct outlets taking off from the MRBC itself serve an area of 28,075 ha. The first two branch canals taking off from the MRBC serve an area of 33,215 ha. The third branch, known as the Pathardi branch, takes off at the tail end of the MRBC and runs for 53 km serving an area of 11,400 ha, but only for eight months (July to February). The command area of the MRBC is divided into 5 sub-divisions known as Rahuri, Newasa, Ghodegaon, Kukana and Amarapur sub-divisions and we may take Rahuri sub-division as comprising the head reach, Newasa and Ghodegaon as comprising the middle reach and Kukana and Amrapur as comprising the tail reach of the project.

The approved design crop pattern comprises 5% area under perennials (mostly sugarcane), 20% two-seasonals, 30% Kharif seasonals, 42% Rabi seasonals and 3% Hot Weather (HW) seasonals. The rainfall in the command area is scanty, the average rainfall being below 600 mm. It is not uniformly distributed over the monsoon period. The formation of Water Users' Associations (WUAs) has proceeded to a relatively much larger degree within the Mula system -- 61 WUAs have been registered so far and about 56 have started functioning. About 14 WUAs are in the process of getting their registration.

Medium Project: Mangi Irrigation Project
The Mangi medium irrigation project is located at Mangi village in Karmala Taluka of Solapur district. It is constructed on Kanoli river which drains into the Sina river and forms part of the Bhima sub-basin of Krishna basin. The construction work started on the site in 1897 as a scarcity relief work but was subsequently abandoned. It was again taken up and in the drought year of 1926 and later abandoned. Another drought year 1952 saw the construction being restarted, and this time the work was continued and construction of the tank was completed by 1955. The Left Bank and Right Bank canal systems were completed in 1966. The total ICA is 3,117 ha. The main cropping season is Rabi and accounts for about 2,500 ha of the total ICA. The length of RBC and LBC is 29 km and 9 km and the ICA under them 2,307 ha and 809 ha respectively. Lifting of about 20% is allowed from the dam storage – 6% under the regular quota and 14% under the drip scheme. So far no WUAs have come up on the Mangi project. However efforts are on to form the WUAs and at least 2 WUAs are under different stages of formation.

Minor irrigation project : Walen
Walen Minor Irrigation Tank is located in Mulshi taluka of Pune district. The project consists of an earthen dam across Walki river which is a tributary of the Mula river in the Krishna basin. Originally planned to irrigate 270 ha, the tank is now designed to store 5.11 Mcum and irrigating 918 ha. It has a mixed cropping pattern of Kharif and Rabi. The single canal on the left bank is 3.10 km long, has 11 outlets and a discharge capacity of 10.47 cusecs. The command area mostly falls in Walen village. The water users have already decided to form a WUA to take over the management of the system. They have constituted the promoters body and are in the process of completing the necessary procedures and documentation required for registration.

The Selected Sub-commands
Ten sub-commands were selected from the command of the Mula Project. Of the 10 selected sub-commands, the first two are in the head reach, the next four are in the middle reach and the last four are in the tail reach of the project. Within a reach, care was taken to cover head and tail portions. Two sub-commands with WUAs were also included. Eight sub-commands were selected from the Mangi Project. And for Walen, the entire command area was included.

Main Findings
A summary of the main findings for all the sub-commands for all the projects is given in the table comprising Annexure 1. Some of the broader trends are summarised below.

Inflows at the dam site
Decennial averages for the last forty years for the Mula project indicate a distinct trend towards reduced inflows at the dam site, though they fall significantly below the designed storage capacity in only a few years. However, it should be noted that a) the trend exists, b) that it is more pronounced in the last 20 years (in 9 out of 20 years the inflows fell below the design capacity), and c) though this may not have substantial impact on Mula storage, its overall impact, especially downstream, needs to be taken into account.

A lot of catchment protection and watershed development work has taken place upstream of Mangi. Inflows at the Mangi site show a peculiar behaviour. In good rainfall years inflows are not greatly affected, but in bad years inflows are drastically reduced in the recent years, which indicates that though the impact of upstream activity may not be of much significance in good years, it needs to be taken into account in bad years.

Walen, being situated in a high rainfall area does not show significant problems in availability of inflows at dam site.

Physical state of the system
In both Mula and Mangi, the state of disrepair of the system is significant and reportedly the degree has risen significantly since the formation of the GMIDC and MKVDC. The degree of disrepair is generally the higher the more we move towards the tail reach of the project, or the distributary or the minor. In Walen, the main problem faced is that of waterlogging and canal seepage due to crab damage, a common problem in the Konkan. The problem is so severe that the Walen farmers have come together to demand that no water should be released from the dam until this problem is rectified.

Field channels are not well maintained and this has often caused deprivation. The minor has been breached in many places and farmers draw water from the breach. Many farmers in the head reach of the minors (especially, minors lying in the tail reach of the project) draw water through pumps or take it directly into wells in an unregulated fashion.

Degree of deprivation
The issue of quantification of deprivation in different ways is taken up separately below. Here we may have a look at the degree of deprivation expressed as percentage of planned area not receiving canal water and as corresponding percentage of area receiving neither canal nor well water.

We may see that even at project level, the degree off deprivation is significant, except in the hot weather. If we take into account the indirect delivery of project water through wells on an equal footing, the figures are modified somewhat and degree of deprivation decreases. However, there is significant variation between head, middle and tail reach of a project and the proportion not served by canal or wells increases. This may be seen from the tables in the following section on quantifying deprivation. Significant tail-ender deprivation is therefore present in all these projects.

Table ES.1: Percentage of area not receiving canal or well water
Project
Period
Season Percentage of planned seasonal irrigated area


  Not receiving canal water Receiving neither canal nor well water
Mula 1995-96 to
2000-2001
Kharif 80 52
Rabi 70 39
Hot weather -16 -163
Mangi 1998-99 to
2000-2001
Kharif 70 -7
Rabi 67 47
Hot weather 24 -14
Walen 1998-99 to
2000-2001
Kharif 67 N. Ap.
Rabi 29 N. Ap.

There is a clear trend in shift towards hot weather crops in a big way. This creates significant departures and even though the hot weather irrigated area is often in excess of the area planned, the water supplied by the project is often not sufficient to meet crop requirement.

Reasons for deprivation
Some of the important reasons of deprivation are as follows:

The state of the physical system. In many places, especially towards the tail of the sub-commands, the system has lost capacity and water cannot reach further.
Field channels have not been maintained.
Heavy and unregulated drawals in the head and middle reach. Installation of pumps in the channel.
In the Mula system head reach, well water has turned saline and this has restricted the number of crops that can be taken.
Reduction in number of rotations
Shift in crop pattern towards water intensive crops like sugarcane and other perennials and towards hot weather crops
Reduction in inflow at dam site
After experiencing deprivation, or becoming defaulters, farmers tend not to apply for water.
Many of these factors combine to form a vicious circle. Since water does not reach, field channels are not maintained, system falls into disrepair, because of which water does not reach, etc. This deprivation reinforcing effect is one of the most formidable barriers to system improvement.
Generally, conditions were found to be more favourable in sub-commands where WUAs were present. Shortages were there but were shared more equitably.

Quantifying Deprivation within the Command
The issue of deprivation is here contextualised to a) the farmers who have been designated as beneficiaries of irrigation within the command and also, b) deprivation in terms of access to irrigation water. The next problem is that of quantifying deprivation.

The problem about quantifying deprivation is that there is no natural measure of deprivation. Different methods and criteria will measure different quantities. There also need not be a single measure of deprivation and many different types of quantification may be needed to explore different aspects of deprivation. There is also the issue of how we take into account the water indirectly delivered through canal seepage and recharge of wells in the command. In the following we have made an attempt to explore different types of quantification for the Mula project sub-commands for which there is much more detailed information available and see how they affect the issue.

The following quantitative norms were explored for comparison:
Norm 1 Deprivation seen simply as number of farmers not receiving water.
Norm 2 Deprivation seen as the area not receiving canal water in a season as a proportion of the area planned to be irrigated.
Norm 3 Deprivation seen as the area neither receiving canal water directly nor indirectly as well irrigation expressed as a proportion of the area planned to be irrigated.
Norm 4 Same as norm 2 except that we now take into account the actual number of rotations and the number of rotations planned as part of project design.
Norm 5 Same as norm 3 except that we now take into account the actual number of rotations and the number of rotations planned as part of project design.
Norm 6 Same as norm 2 except that we now take into account the actual number of rotations and a `pragmatic' number of rotations possible in the present state of affairs.
Norm 7 Same as norm 2 except that we now take into account the actual number of rotations and a `pragmatic' number of rotations possible in the present state of affairs.

On this basis the comparison of these different kinds of norms is given below.

Table ES.2: Deprivation by different norms compared
Sub-command Location within Project Location within Reach Location on Dist. Norm used for deprivation
Farmers Only canal water Canal water and well water
Norm 1 Norm 2 Norm 4 Norm 6 Norm 3 Norm 5 Norm 7
Dy1M1 Head Head Middle 83.09 69.37 84.99 69.98 -43.87 28.07 -43.86
Dy2Tail Head Middle Tail 95.06 92.53 96.22 92.44 40.54 70.77 41.53
SDyM3L Middle Head Middle 75.56 73.76 87.49 74.98 16.22 64.87 29.74
Dy5M1 Middle Tail Middle 91.50 84.26 92.64 85.28 65.58 83.13 66.27
Dy1M9 Middle Middle Tail 98.78 95.97 98.24 96.47 79.11 90.85 81.70
Dy4M1 Middle Tail Head 58.90 65.33 82.59 65.18 45.17 72.00 44.01
Dy1M3 Tail Head Head 98.14 96.80 98.22 96.43 -4.97 45.89 -8.22
Dy3M5-WUA Tail Tail Tail 64.27 90.45 94.73 89.46 86.81 92.58 85.16
Dy3M5-D Tail Tail Tail N.Av. 85.02 92.29 84.57 66.26 82.52 65.04
TDyM4 Tail Middle Middle 88.80 70.24 84.10 68.20 33.01 66.11 32.22
PBCDM10 Tail Tail Tail 62.34 92.68 96.74 93.48 87.41 94.37 88.73

In our opinion Norm 5 gives the closest correlation with tail-ender deprivation.

Broad conclusions and emerging issues


1. Reduced Inflows
The study indicates a trend towards reduced inflows at the dam site for two out of the three projects under consideration. The existence of the trend itself is not so much related to the size of the project but has more to do with the characteristics of the agro-climatic zones where the projects are located, the stability of the rainfall regimes, and the type and extent of upstream development of new storages like percolation tanks, minor irrigation tanks, nallah bunds and other soil and water conservation measures. This factor has an impact on deprivation since a fixed and expected schedule cannot be followed, even for a sizeable component of water. The large project shows a greater resilience in face of this trend, so that only in very bad years does it result in a substantial shortfall. For the medium project, however, its sensitivity to low rainfall years seems to have increased as upstream development has taken place in the catchment. The study also points to the need for an integrated planning of water resources at the basin level in the long run in which watershed development works and surface storages of different sizes are planned together. In the short term, what immediately needs to be taken up and can be taken up as part of conventional command management, is to re-assess the present inflow after giving due allowance for catchment area development and redesign the service according to this assessment.

2. The issue of groundwater and wells
The other aspect of integration is the integration of surface and ground water. The study clearly brings out that the degree and character of deprivation radically changes with access to well water within the command. It is quite well known that wells in the command areas are primarily recharged with the percolation from canals and irrigated areas. However, in present practice, canal water and well water are both treated and managed separately – the canal water falls in the public domain and well water is treated as a private property. There is a need to bring in well water in the command areas under the public domain.

In fact, in Maharashtra, till recently there was an explicit understanding against integration of wells and canal water, under what is known as breaking the paat-mot sambandh (the paat, that is, canal and mot, that is, the traditional device that lifted water from the wells, relationship). Ironically, actual developments today, implicitly accept and even assert this relationship! As we have seen earlier, in the Mula project, when announcements are made inviting farmers to fill in forms for water demand, for the last few years the announcement is generally that `all those who have access to well water would be given two rotations during rabi’. This effectively means that only those who have access to well need to apply for canal water. Though it does not say so, all those who do not have access to water are discouraged from applying. This is a device the ID has come up with to forestall legal actions like those in the past where users have gone to court against the ID demanding crop loss compensation because they did not get sufficient water to raise their crops and had to incur crop losses. It is tantamount to shirking the responsibility of providing sufficient water for farmer's crops. Moreover, the announcements do not remedy the situation – they only accentuate deprivation as access to canal water gets restricted to those who have wells or those who can gain access to well water. This, in a way, institutionalises deprivation.

In the absence of such integration, even the data that is available on irrigation gives a very distorted picture of the impact of irrigation projects. In the case of Maharashtra, irrigation on wells account for more than 50% of the total irrigation and as Maharashtra Water and Irrigation Commission (1999) reports about 40% of the reported area under well irrigation is in the irrigation command itself. Similarly, the degree of deprivation is likely to be overstated if we do not take wells in the command decisively into account.

3. The physical state of the system
The study brings out very clearly that the physical status of the system is a factor contributing to deprivation. It would be an understatement simply to say that the distribution systems have not been maintained properly. None of the distributaries and minors has the capacity to carry water as per the design capacity. No financial allocations have been made for repair, maintenance and improvement. It is reported by the people and admitted by ID officials, that the situation has worsened in the last 5 years after the formation of the different corporations like MKVDC, GMIDC, etc. Even field channels are not maintained properly by farmers. While at one end of the spectrum we have lack of maintenance, on the other we have things such as active modification of the system like pumping of water from the canals directly to the fields or into wells, siphoning off canal water through pipes into wells, making pits within the canals on the lines of intake wells to facilitate lifting water directly from the canal, blocking of minors and breaching of channel banks to divert water to their fields. Here the study shows that WUAs do make difference as the physical system is relatively in better condition in WUAs areas as compared to non-WUAs areas.

4. The crop pattern: need to shift to volumetric quotas
Another important issue which needs serious consideration is the crop pattern as it exists today in the command areas. The study clearly brings out the disproportionate shift towards HW utilisation – in fact many times more than planned or as envisaged in the approved cropping pattern. In effect this means that a much larger proportion of the actual water is used in the HW and similarly a much larger proportion is used for sugarcane and this is bound to deprive certain portions of the command of access to water. Here the best way is to decide on water quotas rather than crop patterns, shift to volumetric supply and leave it to the users to decide what crops they want to take, provided they operate within the water quota allotted to them in the different seasons. This will simplify management issues between the department and the farmers. The WUAs can be an instrument to bring this about. Efficient project management requires the management of variable supplies, especially, shortages. Today shortages lead to intense unregulated, individual competition that accentuates deprivation.

5. `Why apply?' -- the tail-enders' mental block
The study also brings out that there are many people in the designated commands, who do not bother to apply for water and their proportion is much higher in the tail end of the project command as well as of the sub-commands. Since year after year they have not been getting water they have got into a mental state where they do not even demand their due share. Here being at the physical tail end matters very much. Another reason for this mental block is that once they apply for water and the application is sanctioned then they are often forced to pay the water charges, whether they get water or not, or however much they get. Here again forming WUAs can help them in getting their due share as once the WUA is formed, the ID has to fix the water quota for the WUA and also give them a share proportionate to the availability of water.

6. Waterlogging, salinity and other related problems

Apart from not getting access to water, there are other types of deprivation. For example not getting enough water or rotations for the requirements of different crops in different seasons is one of such types. The second example is of timeliness of water delivery. The third aspect is waterlogging and salinity which is more prevalent in the upper reach of the commands. Along with land even the wells have been affected. In new projects care should be taken to see that water is applied much more scientifically taking the soil characteristics, etc., into account. Canal seepage is something which needs to be tackled as lot of areas close to the canals are getting waterlogged because of percolation. Also sufficient emphasis is not given for constructing and maintaining proper drainage. In many parts of the commands natural drains have disappeared after the projects have come up and the gradients are flat and so there is no outfall from where the water can flow out.

7. Tail to head not sufficient
Very often it is suggested that tail to head irrigation can take care of the tail-end problem. This is only partially true. The study shows, the need to strictly follow any one of the methods; otherwise it creates deprivation in other reach, especially in the middle reach, as seen in the case of Mangi project. Here the lesson learnt is: whatever system is followed, it should be well understood by both the supplier and the user and both should follow a common discipline in its implementation.

Certain simple measures, as discussed below, could address some of these issues:
To avoid excess supply or use of water, especially in the upper reach of the system, water quotas be allocated equitably and adhered to in all sub-commands.
Once the quantity of water available for irrigation is assessed, the supply or distribution needs to be decided by the ID and the farmers together, especially the number of rotations, the opening and closing of canal seasons. WUAs would greatly facilitate this process.
More number of rotations are always good for light and medium soils in the command. However, farmers need to control their water use to between 40 and 60 mm at a time if more rotations are to be possible with the same amount of water. WUAs could motivate the farmers to do this and initiate a dialogue between the farmers and the officials.

8. WUAs are an important part of the solution
Finally, the formation of WUAs is an important component of the solution to the problem of deprivation. Experience in Maharashtra does show that participatory irrigation management through WUAs can be an institutional way to take care of many aspects of deprivation. This is corroborated by the experience of the WUAs in this study as well. However, we also need to emphasise that WUAs can perform better only if both the parties, that is the ID and the WUA, are willing to respect their responsibilities and discharge them seriously. The Government of Maharashtra has taken a policy decision of bringing the entire irrigation in the state under participatory management and has also declared that farmers would not get water if they do not form WUAs by 2003. However, if this initiative has to be successful as well as meaningful, we have to address the following issues and take appropriate steps:

There is a need for training and capability building of both the ID officials and the irrigators.
There is also a need for the government to collaborate with experienced NGOs in this field.
There is a need to distinguish between turnover and acquiring permanent water rights over present quantum of water use and to treat present water use as a provisional right subject to later study and negotiation.
There is a need to go for successively higher levels of organisation like a distributary level federation of minor level WUAs and so on, ultimately forming an apex body at the level of the project itself to tackle problems like scheduling of rotations, resolution of conflicts between WUAs in upper and tail reach, or between farmers who are dependent on direct lifts from the backwaters of the dam and farmers who are dependent on the canals, etc.
There is a need to bring wells in the irrigation commands under the jurisdiction of the WUAs.

It is true that the formation of WUAs and turn over of the system after system rehabilitation and improvement goes a long way towards tackling deprivation within the command. However, to tackle the issue of deprivation in the full sense, as something which goes beyond the existing designated commands, then the WUAs have to become instruments for the integration of water sources, sustainable use and equitable access. This is an issue outside the purview of the present study; but important enough to be taken up as a separate study.

 
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